HiroshiOzaki氏

KPMG AZSA LLC Executive Advisor January 2023- Current Tokyo, Japan Financial Services Agency, Japan June 2022 – December 2022 Tokyo, Japan Chief Inspector, AML/CFT Policy Office February 2018 – June 2022 Tokyo, Japan Director, AML/CFT Policy Office, and a member of the delegation of Japan to FATF. Delegates to the FATF for the Fourth Round Mutual Evaluation to Japan. Sumitomo Mitsui Banking Corporation and Sumitomo Mitsui Financial Group April 2017 – January 2018 Tokyo, Japan General Manager, General Affairs Department, and Head of the AML and Financial Crime Prevention Department, SMBC April 2014 – April 2017 Dubai, UAE Regional Head of the Middle East and Senior Executive Office of the DIFC (Dubai) Branch, SMBC April 2013 – April 2014 London, UK General Manager, Project Finance Department (London), SMBC EMEA and SMBC Europe Ltd. April 2002 – April 2013: SMBC & SMFG, Tokyo July 1994 – April 2002 New York, US New York Branch, SMBC Embassy of Japan to the United States April 1992 – June 1994 Washington, D.C. U.S. Special Advisor to the Minister of Finance at the Embassy of Japan Ministry of Finance, Japan April 1990 – April 1992 Tokyo, Japan Section Chief, Research Division, International Finance Bureau, MOF The Mitsuii Bank, Ltd. April 1988 – April 1990 Kanda Ogawamachi Branch Tokyo, Japan Education: ・ B.A. Economics at The University of Tokyo. April 1988 ・ MBA, Finance and Statistics & Operations Research at New York University Stern School of Business. June 2001 Qualifications: ・ Certified Anti-Money Laundering Specialist (CAMS), ・ Certified Member Analyst (CMA) of the Securities Analysts Association of Japan, ・ Certified International Investment Analyst (CIIA), ・ Member of the Japan Association of International Security and Trade (CISTEC), ・ Part-time lecturer, Graduate School of System Design and Management (SDM), Keio University, Tokyo, Japan. ・ Frequent speaker and panelist at many symposiums, domestic and overseas, especially in APAC, i.e., hosted by ACAMS, Sibos (SWIFT), Regulation Asia, Thomson Reuters, CISTEC, etc. ・ Sibos speaker in 2019, Sydney, and interviewed by Sibos TV in 2021 ・ Wrote many articles regarding AML/CFT in publications in domestic and overseas, including “AML/CFT and new technologies: Challenges in Japan” in the Journal of Finance Compliance 2019 by Henry Stewart, UK.